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Home > Insider Trading > Filing (0001209191-14-015741)

Filing Details

Accession Number:: 0001209191-14-015741
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-03 15:15:51
Reporting Period:: 2014-02-27

Filing Date:: 2014-03-03
Accepted Time:: 2014-03-03 15:15:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
81955	Rand Capital Corp	RAND	()	160961359

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1057068	P Daniel Penberthy	56 Lilybrooke Court East Amherst NY 14051	Evp	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-27	150	$3.17	62,950	No	4	P	Direct
Common Stock	Acquisiton	2014-02-27	100	$3.19	63,050	No	4	P	Direct
Common Stock	Acquisiton	2014-02-27	100	$3.21	63,150	No	4	P	Direct
Common Stock	Acquisiton	2014-02-27	550	$3.22	63,700	No	4	P	Direct
Common Stock	Acquisiton	2014-02-27	100	$3.23	63,800	No	4	P	Direct
Common Stock	Acquisiton	2014-02-27	2,455	$3.24	66,255	No	4	P	Direct
Common Stock	Acquisiton	2014-02-27	200	$3.25	66,455	No	4	P	Direct
Common Stock	Acquisiton	2014-02-28	100	$3.39	66,555	No	4	P	Direct
Common Stock	Acquisiton	2014-02-28	1,245	$3.40	67,800	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct