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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-02-28 20:03:37
Reporting Period:
Filing Date:
Accepted Time:
2014-02-28 20:03:37
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575837 J Chris Robison 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Evp, Operations And Projects No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Acquisiton 2014-02-26 35,937 $0.00 35,937 No 4 A Direct
Common Stock, $1.60 Par Value Disposition 2014-02-26 15,927 $23.75 20,010 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $1.60 Par Value 373 Indirect By 401(k) Plan
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
  2. This transaction was executed in multiple trades at prices of $23.70 to $23.79. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  3. The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2014, the reporting person held 373 shares and 1,367 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.