Filing Details
- Accession Number:
- 0001127602-14-009331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 19:13:03
- Reporting Period:
- 2014-02-26
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 19:13:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256728 | J Burton Field | C/O Mb Financial, Inc. 6111 N. River Road Rosemont IL 60018 | Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-27 | 870 | $30.11 | 117,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-27 | 327 | $30.11 | 117,562 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-27 | 8,132 | $30.00 | 109,430 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2014-02-26 | 961 | $0.00 | 961 | $29.80 |
| Common Stock | Performance Share Units | Acquisiton | 2014-02-26 | 1,024 | $0.00 | 1,024 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2014-02-26 | 819 | $0.00 | 819 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-02-27 | 870 | $0.00 | 870 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 961 | 2015-02-26 | 2024-02-26 | No | 4 | A | Direct |
| 1,024 | No | 4 | A | Direct | ||
| 819 | No | 4 | A | Direct | ||
| 870 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 970 | Indirect | By 401(k) |
| Common Stock | 8,419 | Indirect | By Deferred Comp Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 2,370 | 2,370 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 2,900 | 2,900 | Direct |
| Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 6,805 | 6,805 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 5,556 | 5,556 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 1,274 | 1,274 | Direct |
| Common Stock | Performance Share Units | $0.00 | 1,465 | 1,465 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $27.09 | 2014-08-28 | 2023-08-28 | 763 | 763 | Direct |
| Common Stock | Performance Share Units | $0.00 | 887 | 887 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 710 | 710 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $37.06 | 2008-08-24 | 2014-08-24 | 4,039 | 4,039 | Direct |
| Common Stock | Stock Option (Right to Buy) | $42.70 | 2009-07-20 | 2015-07-20 | 4,196 | 4,196 | Direct |
| Common Stock | Stock Option (Right to Buy) | $35.77 | 2010-07-26 | 2016-07-26 | 2,463 | 2,463 | Direct |
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2010-07-26 | 2016-07-26 | 1,797 | 1,797 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-25 | 2,370 | 2,370 | Direct |
| 2017-07-25 | 2,900 | 2,900 | Direct |
| 2018-06-25 | 6,805 | 6,805 | Direct |
| 2018-06-25 | 5,556 | 5,556 | Direct |
| 2022-08-29 | 1,274 | 1,274 | Direct |
| 1,465 | 1,465 | Direct | |
| 2023-08-28 | 763 | 763 | Direct |
| 887 | 887 | Direct | |
| 710 | 710 | Direct | |
| 2014-08-24 | 4,039 | 4,039 | Direct |
| 2015-07-20 | 4,196 | 4,196 | Direct |
| 2016-07-26 | 2,463 | 2,463 | Direct |
| 2016-07-26 | 1,797 | 1,797 | Direct |
Footnotes
- Reflects settlement in stock of restricted stock units upon vesting.
- Transaction represents withholding of shares to satisfy tax withholding obligation upon vesting of restricted stock units.
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- Performance based vesting
- Transaction represents the grant of restricted stock units to the reporting person equal to the same amount of shares of common stock under the Issuer's Amended and Restated Omnibus Incentive Plan. The restricted stock units will vest ratably over 4 years (25% per year).
- Transaction represents the grant of restricted stock units to the reporting person equal to 1,740 shares of common stock under the Issuer's Amended and Restated Omnibus Incentive Plan. The restricted stock units will vest ratably over two years (50% per year).
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
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