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Filing Details

Accession Number:
0001140361-14-010357
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-28 18:00:00
Reporting Period:
2014-02-28
Filing Date:
2014-02-28
Accepted Time:
2014-02-28 18:00:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792987 Astec Industries Inc ASTE Construction Machinery & Equip (3531) 620873631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103175 Don J Brock 4101 Jerome Ave
Chattanooga TN 37407
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-28 13,000 $40.53 1,995,340 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,475 Indirect Residuary Trust
Common Stock 36,351 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 45,587 45,587 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
45,587 45,587 Direct
Footnotes
  1. Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
  2. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment with Astec.