Filing Details

Accession Number:
0001181431-14-009937
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-28 16:56:02
Reporting Period:
2014-02-26
Filing Date:
2014-02-28
Accepted Time:
2014-02-28 16:56:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1303652 Tableau Software Inc DATA Services-Prepackaged Software (7372) 470945740
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302106 D Ryan Drant 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-02-26 3,214,192 $0.00 3,214,192 No 4 C Indirect See Note 3
Class A Common Stock Disposition 2014-02-26 3,214,192 $0.00 0 No 4 J Indirect See Note 3
Class A Common Stock Acquisiton 2014-02-26 986,757 $0.00 986,757 No 4 J Indirect See Note 6
Class A Common Stock Disposition 2014-02-26 986,757 $0.00 0 No 4 J Indirect See Note 6
Class A Common Stock Acquisiton 2014-02-26 178,756 $0.00 178,756 No 4 J Indirect See Note 9
Class A Common Stock Disposition 2014-02-27 80,819 $94.47 97,937 No 4 S Indirect See Note 9
Class A Common Stock Disposition 2014-02-27 16,547 $95.54 81,390 No 4 S Indirect See Note 9
Class A Common Stock Disposition 2014-02-27 14,874 $96.70 66,516 No 4 S Indirect See Note 9
Class A Common Stock Disposition 2014-02-27 6,516 $97.11 60,000 No 4 S Indirect See Note 9
Class A Common Stock Acquisiton 2014-02-26 34,826 $0.00 34,826 No 4 J Direct
Class A Common Stock Disposition 2014-02-27 5,000 $96.50 29,826 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Note 3
No 4 J Indirect See Note 3
No 4 J Indirect See Note 6
No 4 J Indirect See Note 6
No 4 J Indirect See Note 9
No 4 S Indirect See Note 9
No 4 S Indirect See Note 9
No 4 S Indirect See Note 9
No 4 S Indirect See Note 9
No 4 J Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2014-02-26 3,214,192 $0.00 3,214,192 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,428,384 No 4 C Indirect
Footnotes
  1. Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
  2. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
  3. The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Shares held by NEA 11 in which the Reporting Person has no pecuniary interest.
  4. NEA 11 made a pro rata distribution for no consideration of an aggregate of 3,214,192 shares of Class A Common Stock of the Issuer to its general partner and its limited partners on February 26, 2014.
  5. NEA Partners 11 received 986,757 shares of Class A Common Stock of the Issuer in the distribution by NEA 11 on February 26, 2014.
  6. The Reporting Person is a manager of NEA 11 GP, LLC, the sole general partner of NEA Partners 11, the direct beneficial owner of the shares of Class A Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by NEA Partners 11 in which the Reporting Person has no pecuniary interest.
  7. NEA Partners 11 made a pro rata distribution for no consideration of an aggregate of 986,757 shares of Class A Common Stock of the Issuer to its limited partners on February 26, 2014.
  8. New Enterprise Associates, LLC ("NEA LLC") received 178,756 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on February 26, 2014.
  9. The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares of Class A Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94 to $94.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10) to this Form 4.
  11. The Reporting Person received 34,826 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on February 26, 2014.
  12. Not applicable.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95 to $95.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13) to this Form 4.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96 to $96.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14) to this Form 4.
  15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97 to $97.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (15) to this Form 4.