Filing Details
- Accession Number:
- 0001179110-14-003866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 18:47:12
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 18:47:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171759 | Red Robin Gourmet Burgers Inc | RRGB | Retail-Eating Places (5812) | 841573084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1500019 | E. Stephen Carley | 6312 S. Fiddler'S Green Circle Suite 200N Greenwood Village CO 80111 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-25 | 546 | $76.49 | 32,512 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2014-02-26 | 1,015 | $77.21 | 21,336 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | F | Direct |
Footnotes
- Shares disposed of pursuant to a previously established Rule 10b5-1 trading plan.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.46 to $76.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held indirectly by the reporting person as co-trustee of The Carley Family Trust.
- In connection with the vesting of 1,783 time-based restricted stock units, which were granted on February 26, 2013 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 1,015 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. The net 768 shares were transferred to The Carley Family Trust and are now held indirectly; such shares are reflected in column 5 of the line above.
- Includes 20,336 restricted stock units subject to vesting and forfeiture restrictions.
Billionaire Hedge Funds
