Filing Details

Accession Number:
0000950138-14-000213
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-27 17:14:22
Reporting Period:
2014-02-25
Filing Date:
2014-02-27
Accepted Time:
2014-02-27 17:14:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532063 Express Scripts Holding Co. ESRX Retail-Drug Stores And Proprietary Stores (5912) 452884094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1087960 L William Roper C/O Express Scripts Holding Company
One Express Way
St. Louis MO 63121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-25 538 $36.50 10,936 No 4 M Direct
Common Stock Acquisiton 2014-02-25 10,644 $34.79 21,580 No 4 M Direct
Common Stock Acquisiton 2014-02-25 11,587 $32.94 33,167 No 4 M Direct
Common Stock Acquisiton 2014-02-25 9,835 $43.66 43,002 No 4 M Direct
Common Stock Acquisiton 2014-02-25 8,892 $47.07 51,894 No 4 M Direct
Common Stock Disposition 2014-02-25 41,496 $74.08 10,398 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-02-25 538 $0.00 538 $36.50
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-02-25 10,644 $0.00 10,644 $34.79
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-02-25 11,587 $0.00 11,587 $32.94
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-02-25 9,835 $0.00 9,835 $43.66
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-02-25 8,892 $0.00 8,892 $47.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-12-10 No 4 M Direct
0 2018-05-21 No 4 M Direct
0 2019-05-20 No 4 M Direct
0 2020-05-12 No 4 M Direct
0 2021-05-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52 Indirect By IRA
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.33, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  2. Grant of stock options pursuant to the Medco Health Solutions, Inc. 2002 Stock Incentive Plan, and assumed by the Issuer under the Agreement and Plan of Merger, dated as of July 20, 2011, as amended on November 7, 2011, by and among Express Scripts, Inc., Medco Health Solutions, Inc., the Issuer, Aristotle Merger Sub, Inc., and Plato Merger Sub, Inc.
  3. All shares vested on December 11, 2008.
  4. All shares vested on May 22, 2009.
  5. All shares vested on May 21, 2010.
  6. All shares vested on May 12, 2011.
  7. All shares vested on May 24, 2012.