Filing Details
- Accession Number:
- 0000009984-14-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 15:36:00
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 15:36:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570926 | R Richard Barnhart | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Bgi; Pres, Barnes Aero | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-25 | 2,775 | $15.27 | 39,122 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 2,775 | $36.80 | 36,347 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 4,725 | $15.27 | 41,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 3,011 | $36.66 | 38,061 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 10,000 | $11.45 | 48,061 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 5,696 | $36.66 | 42,365 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Disposition | 2014-02-25 | 2,775 | $0.00 | 2,775 | $15.27 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2014-02-25 | 4,725 | $0.00 | 4,725 | $15.27 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2014-02-25 | 10,000 | $0.00 | 10,000 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,725 | 2020-02-08 | No | 4 | M | Direct | |
| 0 | 2020-02-08 | No | 4 | M | Direct | |
| 0 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,204 | Indirect | By Company's Employee Stock Purchase Plan |
| Common Stock | 2,389 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 1565 Restricted Stock Units granted 2/25/2010, 976 granted 2/8/2012, 2195 granted 2/12/2013, 9100 granted 8/1/2013, 3900 granted on 2/12/2014, and 1465 Performance Share Awards granted 2/8/2012 and 2195 granted 2/12/2013 and 6400 granted on 2/12/2014, that are subject to forfeiture if certain events occur.
- The options vests in three equal annual installments begining on August 8, 2011, 2012 and 2013.
- The options vests in three equal annual installments begining on August 10, 2010, 2011 and 2012.
- 1 for 1.
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