Filing Details

Accession Number:
0001181431-14-009578
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-26 21:21:23
Reporting Period:
2014-02-25
Filing Date:
2014-02-26
Accepted Time:
2014-02-26 21:21:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1190935 Pimco Corporate & Income Opportunity Fund PTY () 466121513
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114446 Ag Ubs Bahnhofstrasse 45
Po Box Ch-8021.
Zurich V8
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Auction Preferred Stock Acquisiton 2014-02-25 1 $0.00 3,242 No 4 P Indirect By subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By subsidiary
Footnotes
  1. This Statement is filed jointly by UBS AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
  2. This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
  3. At Par
  4. (Cusip Nos. 72201B200, 72201B309, 72201B408, 72201B507, 72201B606)