Filing Details
- Accession Number:
- 0000932440-14-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-26 18:44:01
- Reporting Period:
- 2014-02-24
- Filing Date:
- 2014-02-26
- Accepted Time:
- 2014-02-26 18:44:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915913 | Albemarle Corp | ALB | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 541692118 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568507 | M. Susan Kelliher | Albemarle Corporation 451 Florida Street Baton Rouge LA 70801 | Vp - Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-24 | 710 | $0.00 | 5,263 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-24 | 266 | $63.84 | 4,997 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-25 | 500 | $64.41 | 4,497 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Unit | Acquisiton | 2014-02-24 | 1,420 | $0.00 | 1,420 | $0.00 |
| Common Stock | Performance Unit | Disposition | 2014-02-24 | 710 | $0.00 | 710 | $0.00 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2014-02-24 | 10,461 | $0.00 | 10,461 | $63.84 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2014-02-24 | 2,350 | $0.00 | 2,350 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,420 | No | 4 | A | Direct | ||
| 710 | No | 4 | M | Direct | ||
| 10,461 | 2014-02-23 | No | 4 | A | Direct | |
| 2,350 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 219 | Indirect | Albemarle Savings Plan |
Footnotes
- Portion of share increase due to periodic purchases by Albemarle Savings Plan trustee.
- Transaction has no purchase or share price.
- Performance Units vested on 2/24/2014. Shares withheld to meet tax liabilities associated with such vested shares.
- Shares sold by reporting person pursuant to 10b5-1 plan to meet tax obligations.
- Each Performance Unit converts to 1 share of Common Stock.
- Performance Units issued on 2/24/2012 subject to achievement of performance objectives. Performance Units granted by Compensation Committee upon achievement of performance objectives. Performance Units vest over a 2 year period. 50% vested on 2/24/2014 and 50% will vest on 1/1/2015.
- No expiration date.
- Stock Options vest in three equal installments over 3 years: 2/24/2017, 2/24/2018 and 2/24/2019.
- Each Restricted Stock Unit converts to 1 share of Common Stock.
- 50% of Restricted Stock Units to vest in the first quarter of 2016 at the time the Compensation Committee makes its determination with respect to performance goals, and 50% to vest on January 1, 2017.
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