Filing Details
- Accession Number:
- 0000775158-14-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-26 16:29:38
- Reporting Period:
- 2014-02-24
- Filing Date:
- 2014-02-26
- Accepted Time:
- 2014-02-26 16:29:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1230600 | J Thomas Polnaszek | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902-7062 | Senior Vp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-24 | 6,000 | $41.04 | 42,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-24 | 6,000 | $57.25 | 36,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-24 | 6,000 | $49.98 | 42,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-24 | 6,000 | $57.21 | 36,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-24 | 25,000 | $12.04 | 61,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-24 | 25,000 | $56.86 | 36,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-24 | 20,000 | $32.10 | 56,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-24 | 20,000 | $56.86 | 36,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-24 | 20,000 | $28.73 | 56,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-24 | 20,000 | $56.86 | 36,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-24 | 12,333 | $19.24 | 48,984 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-24 | 12,333 | $56.86 | 36,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-24 | 3,666 | $28.96 | 40,317 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-24 | 3,666 | $57.18 | 36,651 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2014-02-24 | 6,000 | $0.00 | 6,000 | $41.04 |
Common Stock | Options | Disposition | 2014-02-24 | 6,000 | $0.00 | 6,000 | $49.98 |
Common Stock | Options | Disposition | 2014-02-24 | 25,000 | $0.00 | 25,000 | $12.04 |
Common Stock | Options | Disposition | 2014-02-24 | 20,000 | $0.00 | 20,000 | $32.10 |
Common Stock | Options | Disposition | 2014-02-24 | 20,000 | $0.00 | 20,000 | $28.73 |
Common Stock | Options | Disposition | 2014-02-24 | 12,333 | $0.00 | 12,333 | $19.24 |
Common Stock | Options | Disposition | 2014-02-24 | 3,666 | $0.00 | 3,666 | $28.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-10-19 | No | 4 | M | Direct | |
0 | 2016-10-18 | No | 4 | M | Direct | |
0 | 2018-10-16 | No | 4 | M | Direct | |
0 | 2016-09-14 | No | 4 | M | Direct | |
0 | 2017-09-20 | No | 4 | M | Direct | |
6,167 | 2018-09-19 | No | 4 | M | Direct | |
7,334 | 2019-09-17 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $57.22 to $57.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $57.18 to $57.27. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.19. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.19. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.16. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.13. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $57.16 to $57.22. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2006.
- Options vest in one-third (1/3) annual increments commencing on 9/18/2007.
- Options vest in one-third (1/3) annual increments commencing on 9/16/2009.
- Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
- Options vest in one-third (1/3) annual increments commencing on 09/20/2011.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
- Options vest in one-third (1/3) annual increments commencing on 9/17/2013.