Filing Details

Accession Number:
0001023128-14-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-25 18:38:58
Reporting Period:
2014-02-21
Filing Date:
2014-02-25
Accepted Time:
2014-02-25 18:38:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023128 Lithia Motors Inc LAD Retail-Auto Dealers & Gasoline Stations (5500) 930572810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504710 Chris Holzshu 150 N. Bartlett
Medford OR 97501
Sr. Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-02-21 9,370 $0.00 52,160 No 4 M Direct
Class A Common Stock Acquisiton 2014-02-21 8,783 $0.00 60,943 No 4 A Direct
Class A Common Stock Disposition 2014-02-21 3,405 $60.49 57,538 No 4 F Direct
Class A Common Stock Acquisiton 2014-02-24 10,000 $5.37 67,538 No 4 M Direct
Class A Common Stock Disposition 2014-02-24 17,541 $60.00 49,997 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-02-24 10,000 $0.00 10,000 $5.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-08-11 2014-08-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,628 Indirect By 401(k)
Footnotes
  1. 6,442 shares were issued in settlement of restricted stock units that were earned and vested under a long-term restricted stock unit agreement. 2,928 shares were issued in settlement of restricted stock units that were earned and vested under a performance and time restricted stock unit agreement. Restricted stock units that were earned but remain subject to time vesting under the performance and time restricted stock unit agreement are shown on the next line of Table 1 and described in footnote 4.
  2. Restricted stock units convert into Class A Common Stock on a one-for-one basis.
  3. Restricted stock units were awarded and earned but are subject to time vesting under a performance and time restricted stock unit agreement.
  4. Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.
  5. Includes 12 shares acquired under the dividend reinvestment feature of Lithia Motors, Inc.'s Salary Reduction Profit Sharing Plan.