Filing Details

Accession Number:
0001023128-14-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-25 18:38:47
Reporting Period:
2014-02-21
Filing Date:
2014-02-25
Accepted Time:
2014-02-25 18:38:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023128 Lithia Motors Inc LAD Retail-Auto Dealers & Gasoline Stations (5500) 930572810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506447 F John North 150 N. Bartlett
Medford OR 97501
Vp Finance, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-02-21 3,836 $0.00 18,097 No 4 M Direct
Class A Common Stock Acquisiton 2014-02-21 3,161 $0.00 21,258 No 4 A Direct
Class A Common Stock Disposition 2014-02-21 1,391 $60.49 19,867 No 4 F Direct
Class A Common Stock Disposition 2014-02-24 3,681 $60.00 16,186 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. 2,782 shares were issued in settlement of restricted stock units that were earned and vested under a long-term restricted stock unit agreement. 1,054 shares were issued in settlement of restricted stock units that were earned and vested under a performance and time restricted stock unit agreement. Restricted stock units that were earned but remain subject to time vesting under the performance and time restricted stock unit agreement are shown on the next line of Table 1 and described in footnote 3.
  2. Restricted stock units convert into Class A Common Stock on a one-for-one basis.
  3. Restricted stock units were awarded and earned but are subject to time vesting under a performance and time restricted stock unit agreement.
  4. Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.