Filing Details

Accession Number:
0001209191-14-014204
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-25 18:36:18
Reporting Period:
2014-02-21
Filing Date:
2014-02-25
Accepted Time:
2014-02-25 18:36:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533454 Northern Tier Energy Lp NTI Petroleum Refining (2911) 800763623
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554133 Greg Mullins 38C Grove Street, Suite 100
Ridgefield CT 06877
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2014-02-21 10,626 $0.00 19,866 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These Common Units represent limited partner interests in the Issuer and were issued pursuant to a Restricted Unit Agreement (Performance-Based) under the Northern Tier Energy LP 2012 Long Term Incentive Plan (the "LTIP") as compensation for services as an officer of Northern Tier Energy GP LLC (the "General Partner"), the general partner of the Issuer. The Common Units were awarded in settlement of performance awards granted pursuant to the LTIP and upon the determination by the Compensation Committee of the Board of Directors of the General Partner of the Issuer that the performance condition underlying the performance award had been satisfied. No consideration was paid by the Reporting Person for the Common Units. The Common Units vest ratably on January 1, 2015, 2016 and 2017.
  2. The amount of securities beneficially owned following the reported transaction includes 9,240 unvested Common Units previously reported in Table II, which will vest ratably on May 20, 2014, 2015 and 2016.