Filing Details
- Accession Number:
- 0000950103-14-001271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 19:55:14
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 19:55:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283710 | L Clarence Granger | Ultra Clean Holdings, Inc. 26462 Corporate Ave Hayward CA 94545 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-19 | 20,834 | $1.11 | 374,410 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 29,166 | $6.55 | 403,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 100,000 | $13.07 | 303,576 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-19 | 20,834 | $0.00 | 20,834 | $1.11 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-19 | 29,166 | $0.00 | 29,166 | $6.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-27 | 2019-02-27 | No | 4 | M | Direct |
| 334,157 | 2006-05-09 | 2015-05-09 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted December 7, 2012
- This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.03 to $13.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter.
Billionaire Hedge Funds
