Filing Details

Accession Number:
0001209191-14-013287
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-21 19:29:09
Reporting Period:
2014-02-20
Filing Date:
2014-02-21
Accepted Time:
2014-02-21 19:29:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596999 E. Stephen Cooper 326 Bollay Drive
Goleta CA 93117
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-20 121,783 $0.00 121,783 No 4 C Indirect See footnote
Common Stock Disposition 2014-02-20 15,428 $14.88 106,355 No 4 S Indirect See footnote
Common Stock Acquisiton 2014-02-20 26,336 $0.00 26,336 No 4 C Indirect See footnote
Common Stock Disposition 2014-02-20 3,423 $14.88 22,913 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 S Indirect See footnote
No 4 C Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2014-02-20 48,333 $0.00 49,159 $0.00
Common Stock Series B Preferred Stock Disposition 2014-02-20 19,997 $0.00 29,017 $0.00
Common Stock Series C Preferred Stock Disposition 2014-02-20 5,125 $0.00 8,867 $0.00
Common Stock Series D Preferred Stock Disposition 2014-02-20 18,484 $0.00 34,740 $0.00
Common Stock Series C Preferred Stock Disposition 2014-02-20 13,564 $0.00 23,467 $0.00
Common Stock Series D Preferred Stock Disposition 2014-02-20 333 $0.00 626 $0.00
Common Stock Series E Preferred Stock Disposition 2014-02-20 833 $0.00 2,243 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of (i) Series A Preferred Stock will automatically convert into 1.017087063 shares of the Issuer's Common stock, (ii) Series B Preferred Stock will automatically convert into 1.451080982 shares of the Issuer's Common Stock, (iii) Series C Preferred Stock will automatically convert into 1.730144671 shares of the Issuer's Common Stock, (iv) Series D Preferred Stock will automatically convert into 1.879505664 shares of the Issuer's Common Stock, and (v) Series E Preferred Stock will automatically convert into 2.692436975 shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
  2. Shares held by Stephen E. Cooper and Susan D. Cooper, as trustees of the Cooper Revocable Trust dated July 26, 1996.
  3. Shares held by the Stephen E. Cooper Family Partnership in which the reporting person is the General Partner and has voting and dispositive power over such shares.