Filing Details

Accession Number:
0001181431-14-008490
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-21 17:29:14
Reporting Period:
2014-02-19
Filing Date:
2014-02-21
Accepted Time:
2014-02-21 17:29:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1038205 Bank Of The Ozarks Inc OZRK State Commercial Banks (6022) 710556208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1053048 Ii G George Gleason 17901 Chenal Parkway
P.o. Box 8811
Little Rock AR 72231-8811
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Employee Stock Option (Right To Buy) Acquisiton 2014-02-19 12,344 $18.84 768,969 No 4 M Direct
Common Stock Disposition 2014-02-19 12,344 $62.77 756,625 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-02-21 10,000 $18.84 766,625 No 4 M Direct
Common Stock Disposition 2014-02-21 10,000 $60.00 756,625 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-19 12,344 $18.84 12,344 $18.84
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-21 10,000 $18.84 10,000 $18.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,656 2013-10-19 2017-10-19 No 4 M Direct
9,656 2013-10-19 2017-10-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 78,816 Indirect Shares held by Spouse
Common Stock 2,400 Indirect Shares held in Trust for Adult Child
Common Stock 1,285,600 Indirect Shares held in Gleason Trust
Common Stock 943,049 Indirect Shares held in 401(k) at 02/19/2014
Common Stock 90,062 Indirect Shares held by Trust of which Mr. Gleason, his wife and descendants are benficiaries
Footnotes
  1. 2,400 shares formerly owned by Mr. Gleason as custodian for one of his adult children were transferred to a trust for the benefit of the adult child, in which Mr. Gleason is not the trustee and has no sole or shared voting or dispositive power over the shares. This transaction is exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to SEC Rule 16a-13.