Filing Details

Accession Number:
0001209191-14-013161
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-21 17:05:02
Reporting Period:
2014-02-21
Filing Date:
2014-02-21
Accepted Time:
2014-02-21 17:05:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593478 P James Blose C/O 21 Scarsdale Road
Yonkers NY 10707
Evp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-21 100 $18.68 100 No 4 P Indirect by IRA
Common Stock Acquisiton 2014-02-21 900 $18.69 1,000 No 4 P Indirect by IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by IRA
No 4 P Indirect by IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Commn Stock 8,244 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right-to--Buy) $26.46 2006-10-02 2006-10-02 1,325 1,325 Direct
Common Stock Stock Options (Right-to-Buy) $35.27 2007-10-17 2017-10-17 2,172 2,172 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2006-10-02 1,325 1,325 Direct
2017-10-17 2,172 2,172 Direct
Footnotes
  1. Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/2/2014, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares will vest on each of 12/2/2014 and 12/2/2015 and 2,250 shares will vest on each of 12/2/2016 and 12/2/2017).
  2. Represents Non-Qualified Stock Options granted under the Issuer's 2002 Stock Option Plan to the Reporting Person in his capacity as an outside legal advisor to the Issuer.