Filing Details

Accession Number:
0001225208-14-005609
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-21 17:00:10
Reporting Period:
2014-02-19
Filing Date:
2014-02-21
Accepted Time:
2014-02-21 17:00:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
30697 Wendy's Co WEN Retail-Eating & Drinking Places (5810) 380471180
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1551398 N. John Peters C/O The Wendy'S Company
One Dave Thomas Boulevard
Dublin OH 43017
Svp - North America Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-19 100,334 $6.76 158,509 No 4 M Direct
Common Stock Acquisiton 2014-02-19 37,928 $5.02 196,437 No 4 M Direct
Common Stock Acquisiton 2014-02-19 30,225 $3.91 226,662 No 4 M Direct
Common Stock Acquisiton 2014-02-19 7,870 $4.44 234,532 No 4 M Direct
Common Stock Disposition 2014-02-19 50,000 $9.45 184,532 No 4 S Direct
Common Stock Disposition 2014-02-19 126,357 $9.49 58,175 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-02-19 100,334 $0.00 100,334 $6.76
Common Stock Employee Stock Option (right to buy) Disposition 2014-02-19 37,928 $0.00 37,928 $5.02
Common Stock Employee Stock Option (right to buy) Disposition 2014-02-19 30,225 $0.00 30,225 $3.91
Common Stock Employee Stock Option (right to buy) Disposition 2014-02-19 7,870 $0.00 7,870 $4.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-04-30 No 4 M Direct
18,964 2021-06-23 No 4 M Direct
0 2020-07-08 No 4 M Direct
0 2019-07-15 No 4 M Direct
Footnotes
  1. With tandem net exercise and tax withholding rights.
  2. The option vested in three equal installments on May 1, 2009, 2010 and 2011.
  3. Two-thirds of the option vested in equal installments on June 23, 2012 and 2013, and the remaining one-third of the option vests June 23, 2014, subject to Mr. Peters' continued employment on the vesting date.
  4. The option vested in two equal installments on July 8, 2012 and 2013.
  5. The option vested on July 16, 2012.