Filing Details
- Accession Number:
- 0001209191-14-013108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 16:30:33
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 16:30:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1175737 | S Eric Rangen | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Sr Vp & Chief Acctg Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-19 | 3,310 | $57.38 | 41,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 2,934 | $73.55 | 38,351 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 19,006 | $33.00 | 57,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 13,562 | $73.55 | 43,795 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-19 | 24,575 | $73.59 | 19,220 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-20 | 250 | $73.69 | 18,970 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (right to buy) | Disposition | 2014-02-19 | 3,310 | $0.00 | 3,310 | $57.38 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-02-19 | 19,006 | $0.00 | 19,006 | $33.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,932 | 2023-02-06 | No | 4 | M | Direct | |
| 0 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $73.56 to $73.625 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.
- The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.
Billionaire Hedge Funds
