Filing Details
- Accession Number:
- 0001311370-14-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 18:46:45
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 18:46:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311370 | Lazard Ltd | LAZ | Investment Advice (6282) | 980437848 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450474 | F. Alexander Stern | C/O Lazard Ltd 30 Rockefeller Plaza New York NY 10020 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-02-18 | 44,312 | $0.00 | 66,069 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-02-18 | 21,757 | $45.15 | 44,312 | No | 4 | D | Direct | |
| Class A Common Stock | Disposition | 2014-02-20 | 44,312 | $44.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2014-02-18 | 44,312 | $0.00 | 44,312 | $0.00 |
| Class A Common Stock | Performance-based Restricted Stock Units | Acquisiton | 2014-02-20 | 13,701 | $0.00 | 13,701 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,980 | 2014-02-18 | 2014-02-18 | No | 4 | M | Direct |
| 27,402 | No | 4 | A | Direct |
Footnotes
- Shares of Class A common stock were acquired upon the vesting of Restricted Stock Units.
- Represents shares of Class A common stock sold to the Company to cover estimated taxes arising from the vesting of Restricted Stock Units.
- Represents the New York Stock Exchange closing price of Class A common stock on the vesting date, February 18, 2014.
- Each Restricted Stock Unit, and each Performance-based Restricted Stock Unit (the performance conditions of which have been satisfied), represented or represent, respectively, a contingent right to receive one share of Class A common stock.
- Represents the portion of the Performance-based Restricted Stock Units granted on March 12, 2013 for which Lazard Ltd's Compensation Committee has determined satisfaction of, and which are no longer subject to, the applicable performance conditions based on the Company's performance during fiscal year 2013. Does not include Performance-based Restricted Stock Units granted that have performance conditions which have not yet been satisfied.
- The Performance-based Restricted Stock Units granted on March 12, 2013 will vest in two tranches: 33.33% on March 2, 2015 and the other 66.67% on March 1, 2016.
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