Filing Details
- Accession Number:
- 0001209191-14-012496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 17:17:13
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 17:17:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 768408 | Cyanotech Corp | CYAN | Medicinal Chemicals & Botanical Products (2833) | 911206026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201156 | / A Michael Davis | 73-4460 Queen Kaahumanu Hwy #102 Kailua-Kona HI 96740 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-18 | 30,769 | $0.00 | 100,000 | No | 4 | G | Indirect | By self as director of Skywords Family Foundation Inc. |
| Common Stock | Acquisiton | 2014-02-19 | 50,000 | $5.34 | 423,213 | No | 4 | P | Indirect | By self as trustee of the Michael Arlen Davis Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | By self as director of Skywords Family Foundation Inc. |
| No | 4 | P | Indirect | By self as trustee of the Michael Arlen Davis Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,750 | Direct | |
| Common Stock | 350,000 | Indirect | By self as co-trustee of the Michael Arlen Davis Charitable Lead Annuity Trust |
| Common Stock | 31,250 | Indirect | By spouse |
| Common Stock | 150,000 | Indirect | By self as co-trustee for trusts for the benefit of Mr. Davis's children |
| Common Stock | 25,000 | Indirect | By self as UTMA custodian for daughter |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.09 to $5.40, inclusive. The reporting person undertakes to provide to Cyanotech Corporation, any security holder of Cyanotech Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 42,313 shares previously owned directly, and 750 shares previously owned indirectly as co-trustee of the Michael Davis 1993 Family Trust, which were contributed to the Michael Arlen Davis Revocable Trust on December 20, 2013 and December 17, 2013, respectively.
- Includes 50 shares that were erroneously omitted from previous reports.
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