Filing Details
- Accession Number:
- 0001230245-14-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 17:11:12
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 17:11:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453018 | Bradley Martin Winges | 800 Nicollet Mall Minneapolis MN 55402 | Head, Fixed Income Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-18 | 888 | $40.12 | 38,945 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-18 | 2,556 | $40.12 | 36,389 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 3,757 | $0.00 | 40,146 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-02-18 | 2,395 | $39.32 | 37,751 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,007 | Indirect | By PJC Retirement Plan |
Footnotes
- Based on a plan report dated February 18, 2014.
Billionaire Hedge Funds
