Filing Details
- Accession Number:
- 0001209191-14-012285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 15:29:41
- Reporting Period:
- 2013-09-24
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 15:29:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1399529 | Dicerna Pharmaceuticals Inc | DRNA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598480 | B James Weissman | C/O Dicerna Pharmaceuticals, Inc. 480 Arsenal Street, Bldg 1, Suite 120 Watertown MA 02472 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-05 | 833 | $3.42 | 833 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-27 | 11,283 | $3.24 | 12,116 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-29 | 1,000 | $15.00 | 13,116 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-01-27 | 11,216 | $0.00 | 11,216 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-01-27 | 67 | $0.00 | 67 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-11 | 733 | $0.00 | 733 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-11 | 100 | $0.00 | 100 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-09-24 | 60,000 | $0.00 | 60,000 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-09-24 | 90,000 | $0.00 | 90,000 | $3.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 78,784 | 2023-09-24 | No | 4 | M | Direct | |
| 800 | 2022-04-27 | No | 4 | M | Direct | |
| 867 | 2022-04-27 | No | 4 | M | Direct | |
| 1,500 | 2022-04-27 | No | 4 | M | Direct | |
| 60,000 | 2023-09-24 | No | 4 | A | Direct | |
| 90,000 | 2023-09-24 | No | 4 | A | Direct |
Footnotes
- Vests 1/48 monthly on last day of each month with a vesting start date of 7/30/2013.
- Vests 25% after the first year anniversary of the vesting start date of 01/01/2012 and the remaining 75% vests at 1/36 per month thereafter.
- The vesting of this option is subject to achievement of pre-established performance goals.
Billionaire Hedge Funds
