Filing Details
- Accession Number:
- 0001209191-14-012068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 20:20:39
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 20:20:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369076 | A Bruce Crawford | C/O Nanometrics, Inc. 1550 Buckey Drive Milpitas CA 95035 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-14 | 14,686 | $18.63 | 42,525 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-17 | 1,388 | $18.70 | 41,137 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 1,667 | $1.17 | 42,804 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 3,443 | $7.50 | 46,247 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 12,500 | $13.08 | 58,747 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 795 | $11.37 | 59,542 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-18 | 26,278 | $18.52 | 33,264 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 560 | $11.37 | 33,824 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 3,333 | $15.85 | 37,157 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 3,893 | $18.42 | 33,264 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-02-18 | 1,667 | $0.00 | 1,667 | $1.17 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-02-18 | 3,443 | $0.00 | 3,443 | $7.50 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-02-18 | 12,500 | $0.00 | 12,500 | $13.08 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-02-18 | 795 | $0.00 | 795 | $11.37 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-02-19 | 560 | $0.00 | 560 | $11.37 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-02-19 | 3,333 | $0.00 | 3,333 | $15.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-25 | No | 4 | M | Direct | |
| 0 | 2016-09-03 | No | 4 | M | Direct | |
| 0 | 2016-11-17 | No | 4 | M | Direct | |
| 16,810 | 2017-11-15 | No | 4 | M | Direct | |
| 16,250 | 2017-11-15 | No | 4 | M | Direct | |
| 16,667 | 2020-03-12 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to Rule 10b5-1 Plan adopted December 13, 2013.
- Represents weighted average sales price. The shares were sold at prices ranging from $18.45 to $18.84. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $18.40 to $18.70. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $18.28 to $18.58. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009).
- One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 17, 2009).
- One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010).
- One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010).
- One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (March 12, 2013).
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