Filing Details
- Accession Number:
- 0001225208-14-005049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 12:42:22
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 12:42:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200839 | R Michael Hogan | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-18 | 700 | $10.30 | 59,250 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 500 | $10.30 | 59,750 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 400 | $10.28 | 60,150 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 300 | $10.29 | 60,450 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 100 | $10.27 | 60,550 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Preferred Stock (Series A) | 250 | Direct | |
| Common Stock | 419 | Indirect | By Stock Award |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualfied Stock Option (right to buy) | $16.70 | 2007-06-21 | 2016-06-21 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-06-21 | 10,000 | 10,000 | Direct |
Footnotes
- Since the reporting person's last report 419 shares held by Stock Award have vested and are now owned directly.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on January 30, 2015.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
Billionaire Hedge Funds
