Filing Details

Accession Number:
0001225208-14-005006
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 20:58:59
Reporting Period:
2014-02-14
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 20:58:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490281 Groupon Inc. GRPN Services-Advertising Agencies (7311) 270903295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1277904 Kal Raman C/O Groupon, Inc.
600 West Chicago Avenue
Chicago IL 60654
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-02-14 18,000 $10.64 220,653 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 2014-01-10 150,000 150,000 Direct
Class A Common Stock Restricted Stock Units $0.00 2013-05-07 337,500 337,500 Direct
Class A Common Stock Restricted Stock Units $0.00 2013-12-15 750,000 750,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
150,000 150,000 Direct
337,500 337,500 Direct
750,000 750,000 Direct
Footnotes
  1. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 14, 2014. The price per share for such transactions ranged from $10.53 to $10.86. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  2. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  3. 50,000 restricted stock units reported on this line vested on January 10, 2014. 100,000 of the remaining restricted stock units will vest on June 15, 2014 and 50,000 of the remaining restricted stock units will vest on December 15, 2014, in each case subject to Mr. Raman's continued employment with the Issuer through each vesting date.
  4. Twenty-five percent (25%) of the restricted stock units reported on this line will vest on May 7, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on August 7, 2013, subject to Mr. Raman's continued employment with the Company through each vesting date.
  5. Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Raman's continued employment with the Company through each vesting date.