Filing Details

Accession Number:
0001137411-14-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 18:43:01
Reporting Period:
2014-02-14
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 18:43:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191566 M Clayton Jones M/S 124-323
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-14 100 $78.46 183,814 No 4 S Direct
Common Stock Disposition 2014-02-14 4,063 $78.46 179,751 No 4 S Direct
Common Stock Disposition 2014-02-14 5,900 $78.47 173,851 No 4 S Direct
Common Stock Disposition 2014-02-14 900 $78.48 172,951 No 4 S Direct
Common Stock Disposition 2014-02-14 1,281 $78.49 171,670 No 4 S Direct
Common Stock Disposition 2014-02-14 200 $78.50 171,470 No 4 S Direct
Common Stock Disposition 2014-02-14 1,400 $78.50 170,070 No 4 S Direct
Common Stock Disposition 2014-02-14 113 $78.51 169,957 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,732 Direct
Common Stock 15,051 Indirect By Savings Plan
Common Stock 21,950 Indirect By GRATs
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
  2. Restricted stock units awarded as compensation for services as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units.
  3. Shares represented by Company stock fund units under the Company's tax-qualified savings plan based on information furnished by the Plan Administrator as of January 31, 2014.
  4. Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.