Filing Details

Accession Number:
0001179110-14-002948
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 15:57:50
Reporting Period:
2014-02-13
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 15:57:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
882508 Quicklogic Corporation QUIK Semiconductors & Related Devices (3674) 770188504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256983 J Andrew Pease Quicklogic Corporation
1277 Orleans Drive
Sunnyvale CA 94089
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-13 25,135 $0.00 66,266 No 4 M Direct
Common Stock Disposition 2014-02-13 9,446 $4.82 56,820 No 4 F Direct
Common Stock Acquisiton 2014-02-13 15,703 $2.85 72,523 No 4 M Direct
Common Stock Disposition 2014-02-13 15,703 $5.00 56,820 No 4 S Direct
Common Stock Acquisiton 2014-02-13 14,913 $2.85 71,733 No 4 M Direct
Common Stock Disposition 2014-02-13 14,913 $5.00 56,820 No 4 S Direct
Common Stock Acquisiton 2014-02-13 11,460 $0.90 68,280 No 4 M Direct
Common Stock Disposition 2014-02-13 11,460 $5.00 56,820 No 4 S Direct
Common Stock Acquisiton 2014-02-13 13,540 $0.90 70,360 No 4 M Direct
Common Stock Disposition 2014-02-13 13,540 $5.00 56,820 No 4 S Direct
Common Stock Acquisiton 2014-02-13 17,522 $1.63 74,342 No 4 M Direct
Common Stock Disposition 2014-02-13 17,522 $5.00 56,820 No 4 S Direct
Common Stock Acquisiton 2014-02-13 32,478 $1.63 89,298 No 4 M Direct
Common Stock Disposition 2014-02-13 32,478 $5.00 56,820 No 4 S Direct
Common Stock Acquisiton 2014-02-13 29,166 $2.78 85,986 No 4 M Direct
Common Stock Disposition 2014-02-13 29,166 $5.01 56,820 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2014-02-13 25,135 $0.00 25,135 $0.00
Common Stock Restricted Stock Units Disposition 2014-02-13 25,135 $0.00 25,135 $0.00
Common Stock Incentive Stock Option Disposition 2014-02-13 15,703 $0.00 15,703 $2.85
Common Stock Non Qualified Stock Option Disposition 2014-02-13 14,913 $0.00 14,913 $2.85
Common Stock Incentive Stock Option Disposition 2014-02-13 11,460 $0.00 11,460 $0.90
Common Stock Non Qualified Stock Option Disposition 2014-02-13 13,540 $0.00 13,540 $0.90
Common Stock Incentive Stock Option Disposition 2014-02-13 17,522 $0.00 17,522 $1.63
Common Stock Non Qualified Stock Option Disposition 2014-02-13 32,478 $0.00 32,478 $1.63
Common Stock Non Qualified Stock Option Disposition 2014-02-13 29,166 $0.00 29,166 $2.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,135 2014-02-13 No 4 A Direct
0 2014-02-13 No 4 M Direct
105,261 2016-11-08 No 4 M Direct
44,739 2016-11-08 No 4 M Direct
34,378 2018-10-22 No 4 M Direct
40,622 2018-10-22 No 4 M Direct
52,565 2019-04-08 No 4 M Direct
97,435 2019-04-08 No 4 M Direct
95,834 2020-06-09 No 4 M Direct
Footnotes
  1. Vesting of Restricted Stock Units ("RSUs") granted to the reporting person on February 13, 2014.
  2. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
  3. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
  4. 100% of the RSUs vest on the grant date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
  5. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 4, 2013.
  6. Represents the aggregate of sales effected on the same day.
  7. Represents the weighed average sales price per share. The shares sold at prices ranging from $5.00 to $5.011. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the issuer.
  8. All shares sold at an exact price.
  9. The stock option grant is 100% vested and immediately exercisable.