Filing Details
- Accession Number:
- 0000886163-14-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 20:06:07
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 20:06:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886163 | Ligand Pharmaceuticals Inc | LGND | Pharmaceutical Preparations (2834) | 770160744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392266 | S Charles Berkman | 11119 North Torrey Pines Road, Suite 200 La Jolla CA 92037 | Vp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-12 | 2,500 | $0.00 | 29,645 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 386 | $42.90 | 30,031 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 386 | $74.50 | 29,645 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 1,166 | $21.00 | 30,811 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 1,166 | $74.50 | 29,645 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 1,000 | $16.14 | 30,645 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 1,000 | $74.50 | 29,645 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 4,584 | $21.92 | 34,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 4,584 | $74.50 | 29,645 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 4,779 | $10.05 | 34,424 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 4,779 | $74.50 | 29,645 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 1,230 | $14.47 | 30,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 1,230 | $74.50 | 29,645 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 1,736 | $74.50 | 27,909 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 1,736 | $9.96 | 29,645 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-13 | 2,000 | $14.47 | 31,645 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-12 | 1,230 | $0.00 | 1,230 | $14.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-12 | 386 | $0.00 | 386 | $42.90 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-02-12 | 20,000 | $74.42 | 20,000 | $74.42 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-02-13 | 2,000 | $0.00 | 2,000 | $14.47 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-12 | 1,736 | $0.00 | 1,736 | $9.96 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-12 | 4,779 | $0.00 | 4,779 | $10.05 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-12 | 1,000 | $0.00 | 1,000 | $16.14 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-12 | 1,166 | $0.00 | 1,166 | $21.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-12 | 4,584 | $0.00 | 4,584 | $21.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,620 | 2022-02-09 | No | 4 | M | Direct | |
| 4,947 | 2017-06-20 | No | 4 | M | Direct | |
| 20,000 | 2024-02-12 | No | 4 | A | Direct | |
| 13,130 | 2022-02-09 | No | 4 | M | Direct | |
| 347 | 2020-02-15 | No | 4 | M | Direct | |
| 0 | 2021-02-17 | No | 4 | M | Direct | |
| 0 | 2019-02-15 | No | 4 | M | Direct | |
| 0 | 2018-02-23 | No | 4 | M | Direct | |
| 10,560 | 2023-02-15 | No | 4 | M | Direct |
Footnotes
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/09/12.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 6/20/07.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/12/14.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/15/10.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/17/11.
- Grant to reporting person of options are immediately exercisable. The date of grant is 02/15/09.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 2/23/08.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/15/13.
Billionaire Hedge Funds
