Filing Details

Accession Number:
0001209191-14-010854
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-14 16:15:04
Reporting Period:
2014-02-12
Filing Date:
2014-02-14
Accepted Time:
2014-02-14 16:15:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1098146 Patriot National Bancorp Inc PNBK National Commercial Banks (6021) 061559137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500964 Emile Bol Den Van C/O Patriot National Bancorp, Inc.
900 Bedford Street
Stamford CT 06901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-12 10,000 $1.11 10,000 No 4 P Indirect By Brooklawn Capital Fund
Common Stock Acquisiton 2014-02-13 10,000 $1.15 20,000 No 4 P Indirect By Brooklawn Capital Fund
Common Stock Acquisiton 2014-02-14 9,700 $1.24 29,700 No 4 P Indirect By Brooklawn Capital Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Brooklawn Capital Fund
No 4 P Indirect By Brooklawn Capital Fund
No 4 P Indirect By Brooklawn Capital Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,922 Direct
Footnotes
  1. Mr. Van den Bol is the sole owner of Brooklawn Capital Fund ("Brooklawn"); therefore, Mr. Van den Bol may be deemed to indirectly beneficially own the shares owned by Brooklawn.