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Home > Insider Trading > Filing (0001127602-14-006346)

Filing Details

Accession Number:: 0001127602-14-006346
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-14 13:00:27
Reporting Period:: 2014-02-12

Filing Date:: 2014-02-14
Accepted Time:: 2014-02-14 13:00:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1005817	Tompkins Financial Corp	TMP	State Commercial Banks (6022)	161482357

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1384977	Jr J Gerald Klein	Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851	Evp Pres&Ceo Mahopac Bank	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-12	5,262	$35.77	15,750	No	4	M	Direct
Common Stock	Disposition	2014-02-12	4,055	$46.41	11,695	No	4	F	Direct
Common Stock	Disposition	2014-02-13	400	$46.50	11,295	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (Right to Buy)	Disposition	2014-02-12	5,262	$0.00	5,262	$35.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-05-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	740	Indirect	by 401K/ISOP
Common Stock	2,445	Indirect	by ESOP

Footnotes

The stock option becomes exercisable in four annual installments commencing two years after the date of grant.