Filing Details
- Accession Number:
- 0001140361-14-007339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 11:23:29
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 11:23:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949870 | Boston Beer Co Inc | SAM | Malt Beverages (2082) | 043284048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387050 | W Thomas Lance | C/O The Boston Beer Company, Inc. One Design Center Place, Suite 850 Boston MA 02210 | Vp Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Disposition | 2014-02-13 | 4,000 | $18.51 | 7,242 | No | 4 | M | Direct | |
| Class A Common | Disposition | 2014-02-13 | 3,198 | $220.30 | 4,044 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2014-02-13 | 602 | $221.08 | 3,442 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2014-02-13 | 200 | $222.58 | 3,242 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Stock Option | Acquisiton | 2014-02-13 | 4,000 | $0.00 | 4,000 | $18.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,000 | 2011-03-01 | 2019-03-12 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2013.
- The amount of securities beneficially owned includes 653 restricted shares under the Issuer's employee equity incentive plan.
- The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,198 shares is from $220.00 to $220.75. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 602 shares is from $221.00 to $221.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $222.00 to $222.65. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- The option vested in three equal installments on March 1, 2011, March 1, 2012 and March 1, 2013.
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