Filing Details

Accession Number:
0000793547-14-000001
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-02-13 21:29:31
Reporting Period:
2013-12-31
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 21:29:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793547 Navigators Group Inc NAVG Fire, Marine & Casualty Insurance (6331) 133138397
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170862 N Terence Deeks C/O The Navigators Group Inc
400 Atlantic Street, 8Th Floor
Stamford CT 06901
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $.10 Per Share Acquisiton 2013-01-28 28,030 $0.00 2,341,640 No 5 G Direct
Common Stock Par Value $.10 Per Share Disposition 2013-03-08 114,326 $0.00 2,341,640 No 5 G Indirect See Footnote (8)
Common Stock Par Value $.10 Per Share Disposition 2013-03-19 1,117,143 $0.00 2,341,640 No 5 G Indirect See Footnote (8)
Common Stock Par Value $.10 Per Share Acquisiton 2013-12-12 5,000 $0.00 2,341,640 No 5 G Indirect See Footnote (8)
Common Stock Par Value $.10 Per Share Disposition 2013-12-12 1,500 $60.36 2,341,640 No 5 S Indirect See Footnote (8)
Common Stock Par Value $.10 Per Share Acquisiton 2013-12-31 289,016 $0.00 2,341,640 No 5 G Direct
Common Stock Par Value $.10 Per Share Acquisiton 2013-12-31 307,052 $0.00 2,341,640 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect See Footnote (8)
No 5 G Indirect See Footnote (8)
No 5 G Indirect See Footnote (8)
No 5 S Indirect See Footnote (8)
No 5 G Direct
No 5 G Direct
Footnotes
  1. Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2010 Qualified Three Year Annuity Trust (the "2010 Trust").
  2. Represents distribution in kind by the 2010 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
  3. Represents gift by the Reporting Person to the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust").
  4. Represents gift to the Deeks Family Foundation (the "Foundation").
  5. Represents sale by the Foundation. The Reporting Person did not derive financial benefit from the sale of the shares by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.
  6. Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust").
  7. Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust").
  8. Includes 1,378,012 shares held by the 2011 Trust, 2012 Trust and 2013 Trust (collectively, the "Trusts"), as of December 31, 2013, of which the Reporting Person is the settler, 57,342 shares owned jointly with the Reporting Person's wife, 889,286 shares held directly and 17,000 shares held by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.