Filing Details

Accession Number:
0001311370-14-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-13 18:42:53
Reporting Period:
2014-02-11
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 18:42:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311370 Lazard Ltd LAZ Investment Advice (6282) 980437848
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450474 F. Alexander Stern C/O Lazard Ltd
30 Rockefeller Plaza
New York NY 10020
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-02-11 44,312 $0.00 105,391 No 4 M Direct
Class A Common Stock Disposition 2014-02-11 21,757 $43.00 83,634 No 4 D Direct
Class A Common Stock Disposition 2014-02-11 17,565 $43.07 66,069 No 4 S Direct
Class A Common Stock Disposition 2014-02-12 44,312 $42.79 21,757 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2014-02-11 44,312 $0.00 44,312 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
135,292 2014-02-11 2014-02-11 No 4 M Direct
Footnotes
  1. Shares of Class A common stock were acquired upon the vesting of Restricted Stock Units.
  2. Represents shares of Class A common stock sold to the Company to cover estimated taxes arising from the vesting of Restricted Stock Units.
  3. Represents the New York Stock Exchange closing price of Class A common stock on the vesting date, February 11, 2014.
  4. Amount excludes 135,292 Restricted Stock Units and 13,701 Performance-based Restricted Stock Units beneficially owned by the reporting person.
  5. Each Restricted Stock Unit represented a contingent right to receive one share of Class A common stock.