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Filing Details

Accession Number:
0001179110-10-013020
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-20 18:21:50
Reporting Period:
2010-08-18
Filing Date:
2010-08-20
Accepted Time:
2010-08-20 18:21:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009759 Capstone Turbine Corp CPST Engines & Turbines (3510) 954180883
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1033563 V John Jaggers 13455 Noel Road
Suite 1670
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-08-18 44,929 $0.75 9,744 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 180,786 Direct
Footnotes
  1. Total common shares of 9,744 represents 16 of such common shares held by SRB Associates VII L.P. ("SRB VII"), and 9,728 of such common shares held by Sevin Rosen VII Affiliates Fund L.P. ("SRVII AFF"). John Jaggers ("Jaggers") is a general partner of SRB VII, and a general partner of the general partner of SRVII AFF. Jaggers disclaims beneficial ownership of these shares except to his proportionate partnership interest in these shares.