Filing Details
- Accession Number:
- 0001209191-14-010311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 16:02:34
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 16:02:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142512 | Ziprealty Inc | ZIPR | Real Estate Agents & Managers (For Others) (6531) | 943319956 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475223 | Samantha Harnett | 2000 Powell Street Suite 300 Emeryville CA 94608 | Senior Vp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-12 | 9,376 | $1.25 | 19,746 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 2,700 | $4.52 | 17,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 200 | $4.56 | 16,846 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 100 | $4.57 | 16,746 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 100 | $4.57 | 16,646 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 2,500 | $4.58 | 14,146 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 3,476 | $4.59 | 10,670 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 100 | $4.66 | 10,570 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 200 | $4.69 | 10,370 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-12 | 347 | $0.00 | 347 | $1.25 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-12 | 9,029 | $0.00 | 9,029 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,347 | 2013-03-08 | 2022-03-07 | No | 4 | M | Direct |
| 16,666 | 2013-03-08 | 2022-03-07 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $2.90 | 2012-03-05 | 2021-03-04 | 0 | 23,649 | Direct |
| Common Stock | Stock Option (right to buy) | $4.90 | 2011-03-04 | 2020-03-03 | 0 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $4.97 | 2009-05-21 | 2018-05-20 | 0 | 30,000 | Direct |
| Common Stock | Stock Option (right to buy) | $4.79 | 2008-12-11 | 2017-12-10 | 0 | 6,000 | Direct |
| Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 0 | 2,500 | Direct |
| Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 0 | 2,500 | Direct |
| Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 0 | 12,000 | Direct |
| Common Stock | Stock Option (right to buy) | $3.80 | 2010-11-01 | 2019-12-09 | 0 | 30,000 | Direct |
| Common Stock | Stock Option (right to buy) | $2.87 | 2013-12-06 | 2022-12-05 | 0 | 100,000 | Direct |
| Common Stock | Stock Option (right to buy) | $1.25 | 2013-02-27 | 2022-03-07 | 0 | 16,667 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-03-04 | 0 | 23,649 | Direct |
| 2020-03-03 | 0 | 20,000 | Direct |
| 2018-05-20 | 0 | 30,000 | Direct |
| 2017-12-10 | 0 | 6,000 | Direct |
| 2016-07-23 | 0 | 2,500 | Direct |
| 2016-07-23 | 0 | 2,500 | Direct |
| 2016-07-23 | 0 | 12,000 | Direct |
| 2019-12-09 | 0 | 30,000 | Direct |
| 2022-12-05 | 0 | 100,000 | Direct |
| 2022-03-07 | 0 | 16,667 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on or about March 13, 2013.
- One-fourth of the shares subject to the option vest and become exercisable on the Exercisable Date, and one forty-eighth of the shares vest and become exercisable on the first day of each calendar month thereafter.
- n/a
- The shares subject to the option are fully vested.
Billionaire Hedge Funds
