Filing Details

Accession Number:
0001012975-14-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-12 21:20:34
Reporting Period:
2014-02-10
Filing Date:
2014-02-12
Accepted Time:
2014-02-12 21:20:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169652 Channeladvisor Corp ECOM Services-Prepackaged Software (7372) 562257867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575716 J Louis Volpe C/O Channeladvisor Corporation
2701 Aerial Center Parkway
Morrisville NC 27560
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-10 2,181,229 $0.00 27,540 No 4 J Indirect See footnote
Common Stock Disposition 2014-02-11 27,540 $39.76 0 No 4 S Indirect See footnote
Common Stock Disposition 2014-02-11 29,286 $39.76 0 No 4 S Direct
Common Stock Disposition 2014-02-10 293,936 $0.00 0 No 4 J Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 S Indirect See footnote
No 4 S Direct
No 4 J Indirect See Footnote
Footnotes
  1. Pro rata distribution of Common Stock held by a limited partnership to its partners for no consideration.
  2. Represents shares distributed by KVP IIA, KVP IIB, KVP III and KVP IIIEF (each as defined in note 4) to its respective partners for no consideration. KVP IIA distributed 1,538,483 shares, KVP IIB distributed 337,831 shares, KVP III distributed 297,558 shares and KVP IIIEF distributed 7,357 shares.
  3. KVM II and KVM III (each as defined in note 4) received an aggregate of 27,540 shares in connection with the distributions described in note 2. Accordingly, the Reporting Person (as defined in note 4) retained beneficial ownership of 27,540 shares after the distribution.
  4. The general partner of Kodiak Venture Partners II-A, L.P. ("KVP IIA") and Kodiak Venture Partners II-B, L.P. ("KVP IIB") is Kodiak Ventures Management II, L.P. ("KVM II). The general partner of KVM II is Kodiak Ventures Management Company, Inc. ("Kodiak VMC"). The general partner of Kodiak Venture Partners III, L.P. ("KVP III") and Kodiak III Entrepreneurs Fund, L.P. ("KVP III EF") is Kodiak Ventures Management III, L.P. ("KVM III"). The general partner of KVM III is Kodiak Ventures Management Company (GP), LLC ("KVMC GP") and the managing member of KVMC GP is Kodiak VMC. Louis J. Volpe (the "Reporting Person") is the Treasurer of Kodiak VMC and disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his pecuniary interest therein, if any.
  5. Represents shares sold by KVM II and KVM III. KVM II sold 19,386. KVM III sold 8,154 shares.
  6. Represents shares sold by the Reporting Person.
  7. Pro rata distribution of Common Stock held by a limited liability company to its members for no consideration.
  8. The manager of SKI Opportunities Fund, LLC ("SKI") is SKI Opportunities Fund (GP), LLC and the manager of SKI Opportunities Fund (GP), LLC is Kodiak Ventures Management Company, LLC ("KVMC LLC"). The Reporting Person is the manager of KVMC LLC and disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of his pecuniary interest therein, if any.
  9. Represents shares distributed by SKI (as defined in note 8) to its members for no consideration.