Filing Details

Accession Number:
0001352027-14-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-12 18:44:37
Reporting Period:
2014-02-10
Filing Date:
2014-02-12
Accepted Time:
2014-02-12 18:44:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718877 Activision Blizzard Inc. ATVI Services-Prepackaged Software (7372) 954803544
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344822 Thomas Tippl C/O Activision Blizzard, Inc.
3100 Ocean Park Boulevard
Santa Monica CA 90405
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.000001 Per Share Acquisiton 2014-02-10 960,000 $11.50 1,133,750 No 4 M Indirect See footnote.
Common Stock, Par Value $0.000001 Per Share Disposition 2014-02-10 960,000 $19.30 173,750 No 4 S Indirect See footnote.
Common Stock, Par Value $0.000001 Per Share Acquisiton 2014-02-10 393,750 $10.89 567,500 No 4 M Indirect See footnote.
Common Stock, Par Value $0.000001 Per Share Disposition 2014-02-10 393,750 $19.30 173,750 No 4 S Indirect See footnote.
Common Stock, Par Value $0.000001 Per Share Acquisiton 2014-02-10 309,917 $0.00 309,917 No 4 A Direct
Common Stock, Par Value $0.000001 Per Share Disposition 2014-02-10 309,917 $0.00 0 No 4 G Direct
Common Stock, Par Value $0.000001 Per Share Acquisiton 2014-02-10 309,917 $0.00 483,667 No 4 G Indirect See footnote.
Common Stock, Par Value $0.000001 Per Share Acquisiton 2014-02-10 1,022,728 $0.00 1,022,728 No 4 A Direct
Common Stock, Par Value $0.000001 Per Share Disposition 2014-02-10 1,022,728 $0.00 0 No 4 G Direct
Common Stock, Par Value $0.000001 Per Share Acquisiton 2014-02-10 1,022,728 $0.00 1,506,395 No 4 G Indirect See footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote.
No 4 S Indirect See footnote.
No 4 M Indirect See footnote.
No 4 S Indirect See footnote.
No 4 A Direct
No 4 G Direct
No 4 G Indirect See footnote.
No 4 A Direct
No 4 G Direct
No 4 G Indirect See footnote.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.000001 Per Share Employee Stock Option Disposition 2014-02-10 960,000 $0.00 960,000 $11.50
Common Stock, Par Value $0.000001 Per Share Employee Stock Option Disposition 2014-02-10 393,750 $0.00 393,750 $10.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
240,000 2019-05-11 No 4 M Indirect
131,250 2020-05-10 No 4 M Indirect
Footnotes
  1. These securities are held by the Thomas and Laura Tippl Family Trust.
  2. The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $19.10 to $19.55 per share. Mr. Tippl has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
  3. This grant was for 309,917 restricted stock units, each representing the right to receive one share of the Company's common stock, one-third of which will vest on each of March 31, 2015, 2016 and 2017.
  4. This grant was for 1,022,728 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number assumes maximum performance; target performance would result in a release of 681,817 shares of the Company's common stock. The award vests in accordance with the award agreement between Mr. Tippl and the Company, dated as of February 10, 2014.
  5. Following receipt thereof, Mr. Tippl transferred this award to the Thomas and Laura Tippl Family Trust.
  6. Following the transactions reported on this Form 4, Mr. Tippl (through the Thomas and Laura Tippl Family Trust) held (a) 30,000 restricted shares of the Company's common stock, (b) 397,417 restricted stock units, each representing the right to receive a share of the Company's common stock, and (c) 1,078,978 performance-based restricted shares of the Company's common stock.
  7. All of the exercised options to purchase shares of the Company's common stock were exercisable as of February 15, 2013.
  8. The remaning options vest on February 15, 2014.