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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1454189	Auspex Pharmaceuticals Inc.	ASPX	Pharmaceutical Preparations (2834)	954862842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1598854	Sepehr Sarshar	3366 N. Torrey Pines Court, Suite 225 San Diego CA 92037		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-10	198,537	$0.00	226,314	No	4	C	Direct
Common Stock	Acquisiton	2014-02-10	240,631	$0.00	24,061	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2014-02-10	67,263	$12.00	307,894	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2014-02-10	65,242	$0.00	65,242	No	4	C	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	C	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Convertible Preferred Stock	Disposition	2014-02-10	140,875	$0.00	31,305	$0.00
Common Stock	Series A-2 Convertible Preferred Stock	Disposition	2014-02-10	152,572	$0.00	33,904	$0.00
Common Stock	Series A-3 Convertible Preferred Stock	Disposition	2014-02-10	72,915	$0.00	16,203	$0.00
Common Stock	Series A-4 Convertible Preferred Stock	Disposition	2014-02-10	64,521	$0.00	14,338	$0.00
Common Stock	Series A-5 Convertible Preferred Stock	Disposition	2014-02-10	13,156	$0.00	2,923	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-02-10	107,911	$0.00	23,980	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-02-10	208,815	$0.00	46,403	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-02-10	132,654	$0.00	29,478	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-02-10	596,976	$0.00	132,661	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-02-10	40,501	$0.00	9,000	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2014-02-10	445,363	$0.00	98,969	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-02-10	293,589	$0.00	65,242	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. Every 4.5 shares of preferred stock converted into one share of common stock.
The shares are held by Costa Verde Capital, LLC. The reporting person is the manager of Costa Verde Capital, LLC and has voting and investment control over the shares owned by it. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
The shares are held by Costa Verde Capital II, LLC. The reporting person is the manager of Costa Verde Capital II, LLC and has voting and investment control over the shares owned by it. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
The convertible preferred stock is convertible at any time, at the holder's election, on a one-for-one basis and has no expiration date.