Filing Details

Accession Number:
0001225208-14-004238
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-12 12:52:58
Reporting Period:
2014-02-11
Filing Date:
2014-02-12
Accepted Time:
2014-02-12 12:52:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855874 Community Financial Corp TCFC.OB State Commercial Banks (6022) 521652138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166812 L Michael Middleton 3035 Leonardtown Road
Waldorf MD 20601
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-11 20,000 $20.50 130,096 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 42,593 Indirect By ESOP
Common Stock 5,025 Indirect By IRA
Common Stock 69,351 Indirect By Spouse
Common Stock 4,877 Indirect By Spouse's IRA
Common Stock 1,684 Indirect Restricted Stock VIII
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit III $0.00 2,105 2,105 Direct
Common Stock Restricted Stock Unit IV $0.00 2,105 2,105 Direct
Common Stock Stock Option (Right to Buy) $27.70 2007-07-17 2017-07-17 5,830 5,830 Direct
Common Stock Stock Option (Right to Buy) $22.29 2005-12-19 2015-12-19 6,036 6,036 Direct
Common Stock Stock Option (Right to Buy) $15.89 2004-12-27 2014-12-27 20,164 20,164 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,105 2,105 Direct
2,105 2,105 Direct
2017-07-17 5,830 5,830 Direct
2015-12-19 6,036 6,036 Direct
2014-12-27 20,164 20,164 Direct
Footnotes
  1. Since the reporting person's last report, 421 shares of restricted stock have vested and are now held directly.
  2. Vests in 5 annual installments beginning on January 13, 2014, the date of the award.
  3. Each Restricted Stock Unit is the economic equivalent of one share of Tri-County Financial Corporation common stock at at price of $14.25 per share.
  4. The Restricted Stock Units will fully vest on the earlier of the second anniversary of the date of the grant, the reporting person's death or disability, or a change in control of Tri-County Financial Corporation. At such time, the reporting person will receive an amount of cash equal to the value of the shares granted.
  5. Each Restricted Stock Unit is the economic equivalent of one share of Tri-County Financial Corporation common stock at at price of $16.60 per share.