Filing Details

Accession Number:
0001127602-14-005709
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-11 20:41:16
Reporting Period:
2014-02-07
Filing Date:
2014-02-11
Accepted Time:
2014-02-11 20:41:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850693 Allergan Inc AGN Pharmaceutical Preparations (2834) 951622442
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1501399 D Scott Sherman 2525 Dupont Drive
Irvine CA 92612
Executive Vice President, Hr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-07 4,500 $73.04 12,825 No 4 M Direct
Common Stock Disposition 2014-02-07 4,500 $118.55 8,325 No 4 S Direct
Common Stock Acquisiton 2014-02-10 5,000 $75.58 13,325 No 4 M Direct
Common Stock Disposition 2014-02-10 5,000 $120.00 8,325 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-07 4,500 $0.00 4,500 $73.04
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-10 5,000 $0.00 5,000 $75.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 2020-11-03 No 4 M Direct
35,000 2021-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,258 Indirect By 401(k)
Footnotes
  1. The price reported in column 4 is the weighted average price. These shares were sold in transactions at prices ranging from $118.540 to $118.560. The reporting person undertakes to provide Allergan, Inc. any security holder of Allergan, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each price within the range set forth in this footnote.
  2. Shares allocated to reporting person's SIP account as of reporting date.
  3. The option becomes exercisable in four equal annual installments beginning November 3, 2011.
  4. The option becomes exercisable in four equal annual installments beginning February 17, 2012.