Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001181431-14-006089)

Filing Details

Accession Number:: 0001181431-14-006089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-10 19:45:48
Reporting Period:: 2014-02-06

Filing Date:: 2014-02-10
Accepted Time:: 2014-02-10 19:45:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
879407	Arrowhead Research Corp	ARWR	Services-Commercial Physical & Biological Research (8731)	460408024

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1078202	W Edward Frykman	225 South Lake Avenue, Suite 1050 Pasadena CA 91101		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-06	15,000	$0.00	22,000	No	4	A	Direct
Common Stock	Acquisiton	2014-02-07	5,000	$10.00	27,000	No	4	M	Direct
Common Stock	Disposition	2014-02-07	3,148	$15.98	23,852	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2014-02-07	5,000	$0.00	5,000	$10.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
77,500	2004-02-15	2014-02-15	No	4	M	Direct

Footnotes

Represents shares underlying restricted stock unit, which shares will vest on the one year anniversary of the date of grant.
Not applicable.
Shares sold to cover exercise price of stock option.
Includes shares underlying other options previously granted.