Filing Details
- Accession Number:
- 0001225208-14-003908
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 19:39:42
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 19:39:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483815 | M Tonit Calaway | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-06 | 6,000 | $45.32 | 8,341 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-06 | 591 | $52.45 | 8,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-06 | 376 | $64.52 | 8,556 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-06 | 7,253 | $64.40 | 1,303 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-07 | 3,871 | $41.33 | 5,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-07 | 213 | $64.98 | 4,961 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-07 | 3,871 | $64.92 | 1,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-06 | 6,000 | $45.32 | 6,000 | $45.32 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-06 | 591 | $52.45 | 591 | $52.45 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-07 | 3,871 | $41.33 | 3,871 | $41.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,309 | 2013-02-06 | 2022-02-06 | No | 4 | M | Direct |
| 0 | 2005-02-10 | 2014-02-10 | No | 4 | M | Direct |
| 1,936 | 2012-02-09 | 2021-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Restricted Stock) | 3,298 | Direct | |
| Common Stock | 3,015 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 3,508 | 3,508 | Direct | ||
| Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 10,671 | 10,671 | Direct |
| Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2025-02-04 | 11,226 | 11,226 | Direct |
| Common Stock | Stock Option (right to buy) | $39.04 | 2009-02-13 | 2018-02-13 | 1,302 | 1,302 | Direct |
| Common Stock | Stock Option (right to buy) | $51.46 | 2007-02-14 | 2016-02-14 | 1,024 | 1,024 | Direct |
| Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 3,198 | 3,198 | Direct |
| Common Stock | Stock Option (right to buy) | $61.20 | 2006-02-15 | 2015-02-15 | 876 | 876 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,508 | 3,508 | Direct | |
| 2023-02-04 | 10,671 | 10,671 | Direct |
| 2025-02-04 | 11,226 | 11,226 | Direct |
| 2018-02-13 | 1,302 | 1,302 | Direct |
| 2016-02-14 | 1,024 | 1,024 | Direct |
| 2017-02-14 | 3,198 | 3,198 | Direct |
| 2015-02-15 | 876 | 876 | Direct |
Footnotes
- On 2/6/2014, 1074 shares of restricted stock vested and 376 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 605 shares of restricted stock vested and 213 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1090 shares are now reflected as common stock.
- The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 1074 shares of restricted stock vested and 376 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 605 shares of restricted stock vested and 213 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1090 shares are now reflected as common stock.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
- All options are currently exercisable.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
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