Filing Details

Accession Number:
0001127602-14-005451
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-10 19:29:51
Reporting Period:
2014-02-06
Filing Date:
2014-02-10
Accepted Time:
2014-02-10 19:29:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
97745 Thermo Fisher Scientific Inc. TMO Measuring & Controlling Devices, Nec (3829) 042209186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216055 N Marc Casper 81 Wyman Street
Waltham MA 02451
Chief Executive Officer Yes Yes No No
Transaction Summary
Sold: 208,765 shares Avg. Price: $115.70 Total Value: $24,154,680.69
Number of Shares After Transactions: 229,730 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-06 100,000 $57.58 350,995 No 4 M Direct
Common Stock Disposition 2014-02-06 110,000 $114.38 240,995 No 4 S Direct
Common Stock Acquisiton 2014-02-07 87,500 $57.58 328,495 No 4 M Direct
Common Stock Disposition 2014-02-07 2,896 $115.60 325,599 No 4 S Direct
Common Stock Disposition 2014-02-07 32,500 $116.47 293,099 No 4 S Direct
Common Stock Disposition 2014-02-07 63,369 $117.61 229,730 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-02-06 100,000 $0.00 100,000 $57.58
Common Stock Stock Option (Right to Buy) Disposition 2014-02-07 87,500 $0.00 87,500 $57.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
87,500 2015-05-15 No 4 M Direct
0 2015-05-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 60,830 Indirect By Marc N. Casper 2012 Irrevocable Trust
Footnotes
  1. Since the date of the reporting person's last ownership report, he transferred 121,918 shares of TMO common stock and employee stock options to purchase 524,370 shares of TMO common stock (10,487 stock options granted on 2/26/13; 76,903 stock options granted on 2/23/11; 249,480 stock options granted on 11/21/2009; and 187,500 stock options granted on 5/15/2008) to his ex-wife pursuant to a divorce decree. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.12 to $114.78, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.04 to $115.99, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.00 to $116.99, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.89, inclusive.
  6. The option vested in five equal annual installments on May 15, 2009, 2010, 2011, 2012, and 2013.