Filing Details
- Accession Number:
- 0001127602-14-005451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 19:29:51
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 19:29:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
97745 | Thermo Fisher Scientific Inc. | TMO | Measuring & Controlling Devices, Nec (3829) | 042209186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216055 | N Marc Casper | 81 Wyman Street Waltham MA 02451 | Chief Executive Officer | Yes | Yes | No | No |
Transaction Summary
Sold: | 208,765 shares | Avg. Price: $115.70 | Total Value: $24,154,680.69 |
Number of Shares After Transactions: | 229,730 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-06 | 100,000 | $57.58 | 350,995 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-06 | 110,000 | $114.38 | 240,995 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-07 | 87,500 | $57.58 | 328,495 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-07 | 2,896 | $115.60 | 325,599 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-07 | 32,500 | $116.47 | 293,099 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-07 | 63,369 | $117.61 | 229,730 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-02-06 | 100,000 | $0.00 | 100,000 | $57.58 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-02-07 | 87,500 | $0.00 | 87,500 | $57.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
87,500 | 2015-05-15 | No | 4 | M | Direct | |
0 | 2015-05-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 60,830 | Indirect | By Marc N. Casper 2012 Irrevocable Trust |
Footnotes
- Since the date of the reporting person's last ownership report, he transferred 121,918 shares of TMO common stock and employee stock options to purchase 524,370 shares of TMO common stock (10,487 stock options granted on 2/26/13; 76,903 stock options granted on 2/23/11; 249,480 stock options granted on 11/21/2009; and 187,500 stock options granted on 5/15/2008) to his ex-wife pursuant to a divorce decree. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.12 to $114.78, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.04 to $115.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.00 to $116.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.89, inclusive.
- The option vested in five equal annual installments on May 15, 2009, 2010, 2011, 2012, and 2013.