Filing Details

Accession Number:
0000899866-14-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-10 18:47:40
Reporting Period:
2014-02-06
Filing Date:
2014-02-10
Accepted Time:
2014-02-10 18:47:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899866 Alexion Pharmaceuticals Inc ALXN Pharmaceutical Preparations (2834) 133648318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231954 P Stephen Squinto C/O Alexion Pharmaceuticals Inc
352 Knotter Drive
Cheshire CT 06410
Evp, Chief Global Ops. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-02-06 3,800 $93.83 98,618 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-02-06 3,800 $155.11 94,818 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-02-06 9,745 $0.00 104,563 No 4 A Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-02-07 1,600 $155.55 102,963 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-02-07 20 $157.51 102,943 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-02-10 1,635 $167.31 101,308 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2014-02-06 3,800 $0.00 3,800 $93.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-06 2023-02-06 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $155.11 - $156.11. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  2. On February 6, 2013, the reporting person was granted a performance award representing the right to receive 13,320 shares of common stock upon achievement of certain performance targets and on February 6, 2014 the Compensation Committee certified achievement of the performance targets. 1/3 of such shares vested on February 6, 2014 and 1/3 vest on each subsequent anniversary.
  3. This sale was made to cover withholding taxes immediately following the vesting of previously granted Performance Stock Units.