Filing Details

Accession Number:
0001127602-14-005410
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-10 17:29:52
Reporting Period:
2014-02-06
Filing Date:
2014-02-10
Accepted Time:
2014-02-10 17:29:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
906107 Equity Residential EQR Real Estate Investment Trusts (6798) 363877868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219715 W Alan George Two North Riverside Plaza, Suite 400
Chicago IL 60606
Executive Vice President & Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Disposition 2013-08-21 393 $0.00 72,295 No 5 G Direct
Common Shares Of Beneficial Interest Disposition 2013-09-27 917 $0.00 71,378 No 5 G Direct
Common Shares Of Beneficial Interest Disposition 2014-02-06 5,561 $56.48 16,683 No 4 S Indirect SERP Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 S Indirect SERP Account
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Acquisiton 2014-02-06 33,224 $0.00 33,224 $56.48
Operating Partnership Units LTIP Units Acquisiton 2014-02-06 16,094 $0.00 16,094 $0.00
Operating Partnership Units LTIP Units Acquisiton 2014-02-06 8,852 $0.00 8,852 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,224 2024-02-06 No 4 A Direct
16,094 2024-02-06 No 4 A Direct
8,852 2024-02-06 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 19 Indirect 401(k) Plan
Footnotes
  1. Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
  2. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 10, 2014.
  3. Represents share options scheduled to vest in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.
  4. On February 6, 2014, the reporting person received a grant of restricted limited partnership interests ("LTIP Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. LTIP Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the LTIP Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to any vesting requirements of the grant, OP Units are redeemable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The LTIPs reflected in this report also include any OP Units into which such LTIP Units automatically convert.
  5. The LTIP Units are scheduled to vest on February 6, 2017.