Filing Details
- Accession Number:
- 0001181431-14-005962
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-10 15:57:12
- Reporting Period:
- 2014-02-07
- Filing Date:
- 2014-02-10
- Accepted Time:
- 2014-02-10 15:57:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 51143 | International Business Machines Corp | IBM | Computer & Office Equipment (3570) | 130871985 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180524 | I Kenneth Chenault | American Express Company World Financial Center, 200 Vesey St. New York NY 10285 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-07 | 4,000 | $76.48 | 6,735 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-07 | 4,000 | $88.60 | 10,735 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-07 | 460 | $177.17 | 10,275 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-07 | 2,440 | $177.17 | 7,835 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-07 | 340 | $177.18 | 7,495 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-07 | 400 | $177.19 | 7,095 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-07 | 100 | $177.20 | 6,995 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | BOD Stock Option (right to buy) | Disposition | 2014-02-07 | 4,000 | $0.00 | 4,000 | $88.60 |
| Common Stock | BOD Stock Option (right to buy) | Disposition | 2014-02-07 | 4,000 | $0.00 | 4,000 | $76.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-01 | 2014-04-30 | No | 4 | M | Direct |
| 0 | 2009-05-01 | 2015-04-30 | No | 4 | M | Direct |
Footnotes
- This grant vested in four equal annual installments; the last installment vested on the date shown above.
Billionaire Hedge Funds
