Filing Details

Accession Number:
0001140361-14-005391
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-07 17:19:33
Reporting Period:
2014-01-31
Filing Date:
2014-02-07
Accepted Time:
2014-02-07 17:19:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820901 Arete Industries Inc ARET Crude Petroleum & Natural Gas (1311) 841063149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345184 Burlingame Equity Investors Ii, L P One Montgomery Street
33Rd Floor
San Francisco CA 94104
No No Yes No
1353743 Burlingame Asset Management, Llc One Montgomery Street
33Rd Floor
San Francisco CA 94104
No No Yes No
1361969 Blair Sanford One Montgomery Street
33Rd Floor
San Francisco CA 94104
No No Yes No
1583551 Burlingame Equity Investors Master Fund, Lp C/O Appleby Corporate Svcs (Cayman) Ltd
Clifton House, 75 Fort St, Po Box 1350Gt
Grand Cayman E9 KY1-1104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-31 1,341,873 $0.19 0 No 4 S Direct
Common Stock Disposition 2014-01-31 118,127 $0.19 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares of common stock owned directly by Burlingame Equity Investors Master Fund, LP ("Master Fund"), a Cayman Islands limited partnership.
  2. Represents shares of common stock owned directly by Burlingame Equity Investors II, LP ("Domestic Fund II"), a Delaware limited partnership.
  3. Burlingame Asset Management, LLC ("BAM"), a Delaware limited liability company, is the general partner of each of the Master Fund and Domestic Fund II. BAM, in its capacity as general partner of the Master Fund and the Domestic Fund II (collectively, the "Funds"), may be deemed to indirectly own the shares of common stock owned by the Funds. Blair E. Sanford, as the controlling person of BAM, may be deemed to indirectly own the shares of common stock owned by BAM. Each of BAM, Master Fund, Domestic Fund II and Mr. Sanford herein states that the filing of this Form 4 and the statements made herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Form, and disclaim beneficial ownership over the securities reported herein, except to the extent of their pecuniary interest therein.