Filing Details

Accession Number:
0001140361-14-005380
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-07 16:47:07
Reporting Period:
2014-02-05
Filing Date:
2014-02-07
Accepted Time:
2014-02-07 16:47:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574596 New Home Co Inc. NWHM Operative Builders (1531) 270560089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598135 J Andrew Jarvis C/o The New Home Company Inc.
95 Enterprise, Suite 325
Aliso Viejo CA 92656
President, Tnhc Land Co. Llc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 1,000 $11.00 51,050 No 4 P Direct
Common Stock Acquisiton 2014-02-05 50,050 $0.00 51,050 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Acquisiton 2014-02-05 40,040 $0.00 40,040 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,040 2024-02-05 No 4 A Direct
Footnotes
  1. Mr. Jarvis was granted 50,050 restricted stock units. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of the grant date, respectively. The restricted stock units are to be settled for an equal number of shares of common stock upon vesting.
  2. The shares subject to the stock options will vest in three equal installments on the first, second and third anniversaries of the grant date, respectively.